The laws and regulations prohibiting market abuse apply to all employees, not only those engaged in front-office, client dealing or trading roles.
Thas is why it is important that all staff know and understand the procedures to prevent market abuse.
Our Market Abuse Regulation Course will help your employees understand how to comply with laws that protect investors and safeguard financial market integrity.
Available as part of our Compliance Essentials Library.
This course will prepare your employees to:
- Types of market abuse
- Is this a serious crime?
- You make the call: Is this market abuse
- Scope of MAR
- You make the call: Scope
- Frank has a change of heart
- Is the broker liable?
- Using client order information
- Chinese walls
- Contract for difference
- Changing the bid based on inside information
- Third-party solicitation
- Acting on a news alert
- Acting on an acquisition tip
- Agreement to squeeze
- Off-market transaction
- Pricing to avoid taxes
- Impression of scarcity
- Buying to cover a short
Approximately 45-minute long e-learning course followed by a 10-question assessment.
Suitable for all staff - examples and interactivities designed for staff at all levels. No previous knowledge or experience required.
SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via your client style sheet.
Ability to offer optional test-out, whereby users can choose to skip the course content and complete the learning assignment simply by passing the assessment.
All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility). AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.
Fully customisable on Skillcast Portal CMS.
Pre-translated versions not available, but all text content can be exported for translation into all languages.
Based on UK legislation, but suitable for global audiences upon the removal of UK-specific references and translation as necessary.