AIFM Regulations
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25 Minutes -
For all staff
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UK
The Alternative Investment Fund Managers Directive created a harmonised framework for regulating AIFMs. This 25-minute course explains the rationale behind the AIFM Regulations, defines what an AIF and an AIFM are, sets out the requirements placed on AIFMs, and covers how AIFs can be marketed within the applicable rules.
Marketing restrictions are where firms most often step wrong, because a conversation with a potential investor can constitute marketing before anyone intended it to. Depositary, remuneration and reporting obligations add further weight. Training investment, distribution and operations staff on the boundaries protects the manager's regulatory position in a regime where breaches are visible to investors as well as supervisors.
What you’ll learn in
this course
- Recognise the rationale behind the AIFM Regulations
- Explain what an AIF and an AIFM are
- Understand the requirements for AIFMs
- Appreciate how AIFs can be marketed in the EU post-Brexit
Hear from our customers
Feefo Customer Rating ★★★★★ 4.9/5
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