CASS 7 and 7A Client Money Rules and Client Money Distribution Training Course
The rules and guidance in CASS aim to achieve the FCA's objective of ensuring that consumers are adequately protected. CASS 7 & 7A is split into 10 and 3 sections, respectively. Our CASS 7 & 7A: Client Money Rules & Client Money Distribution & Transfer course introduces the rules and guidance around the treatment towards client money.
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50 Minutes -
For all staff
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UK
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FCA Compliance Library
What you’ll learn in
this course
- Understand the CASS rules for the treatment of client money, including segregation
- Keep appropriate records in accordance with the rules of the Financial Conduct Authority (FCA)
- Understand why accounting and reconciliations are important
- Appreciate the use of third parties, statutory trusts and acknowledgement letters
- Know what to do if things go wrong and client money is distributed or transferred to another firm
Hear from our customers
Feefo Customer Rating ★★★★★ 4.9/5
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