Swap Execution Facilities (SEFs) and Designated Contract Markets (DCMs)
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25 Minutes -
For all staff
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UK
Swap Execution Facilities and Designated Contract Markets emerged from the US response to the financial crisis and the G20 commitment to improve transparency in the swaps market. This 25-minute course helps staff recognise what SEFs and DCMs are and when swaps must be executed on them, and identify the specific rules of the venue being used, since those rules vary between platforms.
Venue rulebooks differ, and a trader working across several of them is working to several sets of obligations at once. Breaches attract attention from US regulators regardless of where the desk sits. Training the staff who execute and support these trades keeps your firm on the right side of a regime that assumes participants have read the rulebook of every venue they touch.
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What you’ll learn in
this course
- Recognise what SEFs and DCMs are, and when swaps must be executed on them
- Identify the specific rules of the SEF or DCM on which you are executing swaps, given that such rules can vary between SEFs, and between SEFs and DCMs
- Apply the key rules that are applicable to swaps transactions on SEFs
Hear from our customers
Feefo Customer Rating ★★★★★ 4.9/5
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Lone Working
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General Office Hygiene
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Equality and Diversity E-learning Course
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