UCITS
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30 Minutes -
For all staff
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UK
The UCITS Directive is designed to widen opportunities for asset managers and investors across the collective investment market. This 30-minute course explains the purpose and impact of the UCITS Directives including UCITS V, covers compliance with the rules relating to depositaries, and addresses the objective reasons for delegating functions to a depositary.
UCITS is a retail investor protection regime as much as a distribution passport, and depositary oversight and delegation are where firms most often fall short. Operational teams manage these arrangements day to day without always seeing the investor protection logic behind them. Making that logic clear improves oversight quality and supports the governance evidence a management company needs to produce.
What you’ll learn in
this course
- Explain the purpose and impact of the UCITS Directives
- Comply with the rules relating to depositaries
- Recognise the objective reasons for delegating to a depositary
- Appreciate the consequences for any breach of the rules relating to UCITS
Hear from our customers
Feefo Customer Rating ★★★★★ 4.9/5
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