Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation for Insurance Firms
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35 Minutes -
For all staff
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UK
The PRIIPs Regulation has applied since 1 January 2018 and governs how mandatory key information reaches retail investors. This 35-minute course reviews the key points of the Regulation, including production and delivery of key information documents, and explains the FCA's approach to supervising the regime in insurance firms.
Key information documents look like a document production exercise until the figures in them are challenged. Errors in risk indicators, cost disclosure or performance information affect every investor who received them, which makes remediation expensive and public. Training the product, marketing and compliance staff who create and check these documents is the practical control on a regime with very little tolerance for error.
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What you’ll learn in
this course
- Review the key points of the PRIIPs Regulation, including the production and delivery of mandatory key information to retail investors
- Be able to explain the FCA's approach to implementing the PRIIPs Regulation
Hear from our customers
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