CASS Overview for Insurance
The FCA's Client Assets Sourcebook (CASS) supports Principle 10 of the FCA's Principles for Businesses. This Principle states that firms must arrange adequate protection for clients' assets. Our CASS Overview Training Course explains the rules surrounding the protection of client money and client assets and how to apply these rules in your daily work.
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35 Minutes -
For all staff
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UK
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Insurance Compliance Library
What you’ll learn in
this course
- Define what client money is and what client assets are
- Identify the requirements for firms that are permitted to hold client money or client assets
- Understand appropriate CASS governance requirements and good business practice
- Understand the requirements for record-keeping and reporting to the Financial Conduct Authority (FCA)
- Explain the implications for firms that do not have permission to hold or control client money or client assets
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